Operational and compliance tools

This module will help you understand and decide on the operational and compliance tools needed for a business to meet its compliance requirements and minimise its financial and non-financial risks. Having the right solution to support and automate these processes will allow a business to focus on, or expand, its core offerings and client services.

This module will assist you in determining a businesss unique criteria and the non-negotiable features and functionality from various tools  to establish the best fit solutions based on the business needs.

Key Topics

• The difference between operational tools and compliance tools
• The benefits of automating operational and compliance functions
• Knowing what to look for
• The pros and cons of free and paid solutions

This course consists of one online course and one online assessment.

This module is one of a series within the Technology component of the My Firm. My Future. Framework. It is designed to complement other learning modules in the My Firm. My Future. suite.