RG 146 Compliance solution is a training course designed by CPA Australia to provide members with a time and cost-efficient pathway to compliance, while maintaining appropriate rigour for the level of the qualification.
The course is offered via self paced distance learning, providing members with a flexible option to complete their RG 146 training. Furthermore, the course allows members to gain ASIC compliance in either a single area or compliance in the full range of ASIC's financial advice areas.
It has also been designed to complement the CPA Program segment CPA 110 which has met ASIC's compliance requirements for part of RG 146 for many members. For further details on how CPA 110 can count towards your RG 146 compliance, refer to the frequently asked questions section below.
The CPA Australia RG 146 solution addresses the following compliance areas:
- securities
- derivatives
- managed investments
- insurance (life and general)
- superannuation
- financial planning
ASIC requires 'generic knowledge' and skills to be covered for all areas.
Please note that the course name has been amended. The brochure and registration forms are currently being updated to reflect this.
Further information
