Quality assurance forms for Members under review

By undergoing a quality review, public practitioners can ensure compliance with ethical and professional standards and maintain their CPA symbol of accountability in service excellence.

If you have received notification that you have been selected for quality review, electronic versions of the required forms and supporting documentation can be accessed below.

Frequently asked questions
Arising from members selected for quality review.

General quality control questionnaire (PDF)
To be completed by members under review.

Independence guide (PDF)
To provide a clear indication of the conceptual approach addressed in section 290 of APES 110 Code of Ethics for Professional Accountants.

Member's quality review checklist (PDF) 
To be used by Members under review.

Process flowchart for members under review (PDF)
To be used in conjunction with the Member's quality review checklist.

Quality assurance review client brochure (PDF)
For Members under review to give to clients, explaining the process and seeking permission for the client's file to be provided to reviewers.

Sample client authorisation letter (DOC)
Template to obtain client authorisation for their file to be included within a sample of files for a Member's review.