CPA Australia makes submissions on behalf of our members on financial planning matters, to bodies including the Treasury and the Australian Securities and Investments Commission.
Submission on Limited Recourse Borrowings by Superannuation Funds (Instalment Warrants) (182.23 KB) - last updated Thursday, 12 April 2012
Submission to The Treasury Financial Services Unit on Exposure Draft – Corporations Amendment Regulations 2012 (No. ) – Limited recourse borrowings by superannuation funds (instalment warrants), issued 16 March 2012.
Joint submission on the Senate Inquiry into the Future of Financial Advice Bills 2011 (657.11 KB) - last updated Thursday, 2 February 2012
Joint submission to the Senate Economics Committee on the Inquiry on Corporations Amendment (Future of Financial Advice) Bill 2011 and Corporations Amendment (Further Future of Financial Advice Measures) Bill 2011, issued 19 January 2012.
Joint submission on the Inquiry into the Corporations Amendment (Further Future of Financial Advice Measures) Bill 2011 (569.89 KB) - last updated Thursday, 2 February 2012
Joint submission to the Parliamentary Joint Committee on Corporations and Financial Services on Inquiry into the Corporations Amendment (Future Future of Advice Measures) Bill 2011, issued on 22 December 2011.
Joint submission on Inquiry into the Corporations Amendment (Future of Financial Advice) Bill 2011 (564.38 KB) - last updated Monday, 12 December 2011
Joint submission to the Parliamentary Joint Committee on Corporations and Financial Services on Inquiry into the Corporations Amendment (Future of Financial Advice) Bill 2011, issued on 25 November 2011.
Joint submission on Corporations Amendment (Further Future of Financial Advice Measures) Bill 2011 (239.40 KB) - last updated Thursday, 15 December 2011
Joint submission to Treasury on Exposure Draft Corporations Amendment (Further Future of Financial Advice Measures) Bill 2011, issued on 19 October 2011.
Joint submission on Corporations Amendment (Future of Financial Advice) Bill 2011 (531.80 KB) - last updated Thursday, 13 October 2011
Joint submission to Treasury on Exposure Draft – Corporations Amendment (Future of Financial Advice) Bill 2011, issued on 16 September 2011.
Joint submission on CP 153 Licensing: Assessment and professional development framework for financial advisers (654.75 KB) - last updated Thursday, 3 November 2011
Joint submission to ASIC on the consultation paper: assessment and professional development framework for financial advisers, issued on 8 June 2011.
Joint submission on the FoFA options paper – wholesale and retail clients (288.74 KB) - last updated Monday, 23 January 2012
Joint submission to Treasury on the Future of Financial Advice options paper – wholesale and retail clients, issued on 28 February 2011.
Submission on the ptions paper: regulation of tax agents services provided by financial planners (1933.06 KB) - last updated Friday, 28 January 2011
Joint submission to Treasury on the options paper: regulation of tax agents services provided by financial planner, issued 11 January 2011.
Joint Accounting Bodies Submission to APESB on ED APES 230 Financial Advisory Services (274.01 KB) - last updated Friday, 22 October 2010
Joint submission to the Accounting Professional and Ethical Standards Board on exposure draft proposed standard APES 310 Dealing with client monies, issued 22 October 2010.
Submission on green paper on National Credit Reform (275.79 KB) - last updated Tuesday, 10 August 2010
Submission to the Department of Treasury and Finance on green paper on National Credit Reform, issued on 6 August 2010.
Submission on product rationalisation (44.35 KB) - last updated Friday, 16 April 2010
Submission to the Department of Treasury and Finance on product rationalisation on managed investment schemes and life insurance products proposals paper, issued 24 February 2010.
Submission on facilitating online financial services disclosures (60.32 KB) - last updated Friday, 16 April 2010
Submission to Australian Securities and Investment Commission on consultation paper 121 facilitating online financial services disclosures, issued 11 December 2009
Submission on distribution of retail investments (2179.79 KB) - last updated Tuesday, 1 June 2010
Submissions to the Financial Services Authority (United Kingdom) on consultation paper 09/18 'Distribution of retail investments: delivering the RDR', issued 30 October 2009.
Submission on training and competence for credit licensees (69.08 KB) - last updated Friday, 16 April 2010
Submission to Australian Securities and Investment Commission on consultation paper 113 training and competence requirements for credit licensees, issued 26 August 2009.
Submission on inquiry into financial products and services in Australia (464.28 KB) - last updated Wednesday, 12 May 2010
Submission to the Parliamentary Joint Committee on Corporations and Financial Services on inquiry into financial products and services in Australia, issued on 31 July 2009.
Submission on national consumer credit reform legislation (36.36 KB) - last updated Friday, 16 April 2010
Submission to the Senate Economics Legislation Committee on the draft national consumer credit reform legislation, issued 27 July 2009.
Submission on inquiry into agribusiness managed investment schemes (129.64 KB) - last updated Tuesday, 23 February 2010
Submission to the Parliamentary Joint Committee on Corporations and Financial Services on the inquiry into agribusiness managed investments schemes, issued 26 June 2009.
Submission on national consumer credit reform legislation (43.99 KB) - last updated Tuesday, 23 February 2010
Submission to the Department of Treasury and Finance on 'Draft national consumer credit reform legislation, issued 22 May 2009.
Submission on reviewing and updating RG146 (120.28 KB) - last updated Tuesday, 23 February 2010
Joint submission to the Australian Securities and Investment Commission on reviewing and updating RG146: training of financial product advisers, issued 25 September 2007.
Submission to Treasury on product rationalisation issues paper. (67.18 KB) - last updated Tuesday, 23 February 2010
Submission to the Department of Treasury and Finance on the 'Product rationalisation issues paper', issued 21September 2007.
Submission on compensation and insurance arrangements for AFS licensees (49.06 KB) - last updated Tuesday, 23 February 2010
Submission to the Australian Securities and Investment Commission on compensation and insurance arrangements for AFS licensees, issued 14 September 2007.
Submission to the Australian Securities and Investment Commission on investor directed portfolio services (56.67 KB) - last updated Tuesday, 23 February 2010
Submission to the Australian Securities and Investment Commission on review of polivy on directed portfolio services, issued on 7 September 2007.
Submission on corporate and financial services regulation review (159.84 KB) - last updated Tuesday, 23 February 2010
Submission to the Australian Government's Department of Treasury and Finance on corporate and financial services regulation review, issued on 19 May 2006.
Submission on FSR refinement project (27.09 KB) - last updated Tuesday, 23 February 2010
Submission to the Department of Treasury and Finance on the refinements to financial services regulation proposals paper, issued 3 June 2005.
Joint submission on regulation of property investment advice (125.03 KB) - last updated Tuesday, 23 February 2010
Joint submission to the Parliament of Australia on the inquiry into regulation of property investment advice, issued 4 February 2005.
Submission on anti-money laundering law reform (84.28 KB) - last updated Tuesday, 23 February 2010
Submission to the Attorney General's Department on anti-money laundering law reform, issued March 2004.
